Sovereign Bank International

Terms & Conditions

SOVEREIGN BANK INTERNATIONAL GENERAL ACCOUNT TERMS AND CONDITIONS

CONTENTS

Part I – Terms and Conditions for Your Account

Part II – Definitions

Part III – General Terms and Conditions

Part I – Terms and Conditions for Your Account

Overview:

This document outlines the General Terms and Conditions for All Account Types offered by Sovereign Bank International (SBI). Together with its ancillary agreements, this Agreement defines the foundational provisions of the contractual relationship between you, as an account holder, and SBI, detailing the comprehensive rights, responsibilities, and obligations inherent in our account services.

Related Agreements

This Agreement is designed to be read in conjunction with additional specialized service documents and disclosures that collectively form a cohesive and comprehensive contractual framework. This framework is engineered to structure and guide all interactions and transactions with Sovereign Bank International. The primary related agreements include:

  • Digital Banking Terms of Service:

Governs electronic access to your accounts via our Online Banking platform, detailing robust security protocols, user obligations, and the standards governing electronic transactions and communications.

  • Foreign Exchange (FX) Terms and Conditions:

Encompasses the terms regulating your participation in foreign currency transactions, detailing the execution of FX deals, applicable compliance obligations, and distinct responsibilities associated with foreign exchange services.

  • Electronic Banking Agreement:

Outlines specific terms and conditions applicable to electronic banking transactions, complementing the Digital Banking Terms of Service to create a seamless, integrated framework for digital interactions.

Additionally, depending on the nature of your account and specific transactions or investments undertaken, additional disclosures and investment documents may be necessary and relevant. These documents, where applicable, are integral to the overarching framework and provide further details on terms, risks, and obligations tailored to particular account activities.

For a comprehensive understanding of your rights, obligations, and the scope of your relationship with SBI, it is imperative to review these agreements and disclosures in conjunction with these General Terms and Conditions.

Integrated Framework

Collectively, these agreements and documents ensure a unified and harmonized approach to managing your banking relationship with SBI. All rights, duties, or actions arising from this General Agreement should be interpreted in concert with the key provisions within the supplementary agreements and disclosures referenced herein.

Part II – Definitions

ABM (Automated Banking Machine): A machine that enables account holders to perform basic banking transactions, such as cash withdrawals, deposits, and account inquiries.

Account: Encompasses all types of deposit, corporate, investment, savings, trust, and foundation accounts offered and managed under the terms of this Agreement.

Account Holder: The person or entity legally responsible for maintaining the account and adhering to these terms and conditions.

Beneficiary: A person or entity designated to receive benefits or funds from an account, particularly in trusts or estate accounts.

Business Day: Any day on which SBI is open for business operations, excluding weekends and public holidays in St. Christopher and Nevis. (Relevant to transaction timelines stated in FX and Digital Agreements.)

Cryptocurrency Payments: Transactions conducted using digital currencies, where supported by SBI, in compliance with applicable regulations.

Deposit: Any money credited to an account, including cash or non-cash items cleared through electronic or paper-based channels.

Disclosure Documentation: Any documents provided by SBI that outline the terms, conditions, and fees associated with services offered to account holders.

Dormancy/Dormant Account: An account without activity (e.g., no logins, transactions, or communication with SBI) for a specified period, typically ranging from one to three years.

Digital Banking Agreement: A document outlining the terms and conditions specific to conducting banking activities via electronic means, including online and mobile platforms.

Electronic Signature: An electronic sound, symbol, or process, attached to or logically associated with a contract, document, or record, and executed or adopted by an individual with the intent to sign the document. Recognized as legally equivalent to a handwritten signature when used in agreements and instructions with Sovereign Bank International , ensuring the validity and enforceability of digital transactions. (Cross-referenced in Digital Banking and FX Agreements.)

Escheatment: The process by which dormant account funds are transferred to a governmental authority when statutory requirements for dormancy are met.

Force Majeure: An unforeseeable event beyond the control of SBI, such as natural disasters, acts of terrorism, or government actions, that may delay or prevent SBI from fulfilling its obligations under this Agreement. (Defined similarly across agreements with specific applications stated within the Digital Banking context.)

FX Agreement: Refers to the Sovereign Bank Foreign Exchange (FX) Terms and Conditions governing currency exchange transactions.

Fiduciary: An individual or entity with the responsibility to manage assets on behalf of another, adhering to the legal and ethical standards outlined in established agreements.

Interest Rate: The percentage at which interest is paid on account balances, which may fluctuate based on market conditions unless otherwise specified in a fixed-rate agreement.

Legal Demands: Official requests or orders from courts or regulatory authorities requiring SBI to take specific actions regarding an account, such as garnishment or levy.

Notification: Any communication from SBI to account holders regarding account status, changes to terms, or other important information, delivered through established channels such as email, mail, or electronic alerts.

Pre-Authorized Debit: An arrangement allowing automatic withdrawal of funds from an account to cover regular payments.

Registered Accounts: Accounts that receive special tax treatment, such as retirement savings plans or education savings accounts, where applicable.

Security Measures: Protocols and technologies employed by SBI to protect customer data and financial transactions, including encryption and two-factor authentication. (Additional context provided in Digital Banking Terms.)

Set-Off: The right of SBI to offset liabilities or debts owed to the Bank against available account balances, as stipulated in this Agreement.

SBI: Refers to Sovereign Bank International, including its subsidiaries and affiliates, responsible for managing and overseeing customer accounts and providing banking services.

Transmission of Funds: The electronic or physical dispatch of monetary assets from one party to another through various channels, including wire transfers, ACH transfers, or any other method approved by SBI, executed in compliance with applicable regulatory standards and the Bank’s internal protocols.

You/Your: Denotes any individual or entity holding, managing, or associated with an account at SBI.

Access to Your Accounts:

Access to your accounts is facilitated through various secure mechanisms, ensuring comprehensive pathways for account management, including but not limited to:

  1. Pre-Authorized Debits: Automate regular debit transactions through pre-authorized instructions.
  2. Online Banking via Desktop and Mobile Applications: Manage and monitor your accounts through secure online platforms.
  • Telephone Banking: Conduct account transactions via our dedicated telephone banking services.
  1. In-Branch Services: Access services at branch locations.
  2. SBI-Issued Debit and Prepaid Card Transactions: Execute transactions using debit and prepaid cards.
  3. Wire Transactions: Initiate and receive domestic and international wire transfers under applicable laws.
  • Cryptocurrency Payments: Facilitate cryptocurrency transactions where supported, following compliance with regulatory standards and risk management protocols.

Authorized Access by Affiliates:

Accounts may be accessed by wholly owned subsidiaries or affiliates of Sovereign Bank International as required for operational purposes. Such access complies with internal controls and applicable laws.

All transactions are subject to SBI’s internal policies, including limits that are adjustable based on regulatory requirements and risk assessments. SBI reserves the right to modify these access methods and limits in line with legal developments or risk evaluations, ensuring ongoing compliance and security. Changes will be communicated to account holders as required by law based on regulatory or risk considerations.

Authorized Use of Accounts:

  • All accounts must be used strictly in accordance with the purposes for which they are established. This includes, but is not limited to:
    • Individual Accounts: These accounts are restricted to personal, non-commercial transactions and financial activities. They are intended for use by private individuals for managing personal finances.
    • Corporate Accounts: These accounts are designated for lawful business operations and activities. They must be used to facilitate legitimate corporate transactions that align with the registered business objectives.
    • Trust and Foundation Accounts: These accounts are governed by specific fiduciary duties and must adhere to all applicable trust laws and regulations. They are to be used in a manner that fulfills the fiduciary responsibilities and purposes established under the trust agreement.
  • Unauthorized, illicit, or deceptive usage of any account type is strictly prohibited and will lead to immediate action, which may include account suspension or termination by Sovereign Bank International without prior notification. The Bank retains the right to intervene in such instances to uphold regulatory compliance and prevent misuse. Separate agreements are mandated for the provision of specialized banking services, including but not limited to night depository services, ensuring activities within these accounts are conducted under explicit contractual terms.

Digital Record-Keeping and Transaction Review:

Sovereign Bank International is committed to providing account holders with timely and efficient access to account information through electronic statements accessible via our secure online banking portal. It is incumbent upon account holders to:

  • Monthly Access and Retrieval:Diligently access and download electronic statements on a monthly basis via the online banking portal. This practice ensures that account holders are equipped with current and comprehensive insights into their account activities and balances.
  • Routine Transaction Examination:Conduct detailed and regular examinations of all transactions and account activities to verify their accuracy and appropriateness. Any discrepancies or irregularities should be reported to the Bank forthwith to uphold account fidelity.

In compliance with SBI’s internal protocols and the statutory requirements set forth under the Nevis International Banking Ordinance 7.05 (NIBO), as mandated by the Banking Act of St. Christopher and Nevis, Nevis Branch, SBI will retain account records and relevant information. These records are preserved in accordance with legal and regulatory standards ensuring integrity, confidentiality, and security. The Bank’s adherence to these guidelines reflects its commitment to exemplary governance and the safeguarding of account information, thereby ensuring adherence to the governance and supervision parameters established by the banking regulator.

Notification of Errors:

Account holders are required to submit written notification of any discrepancies or errors within 60 days following the availability of their account statement. Failure to provide such notification within the specified timeframe may lead to the Bank’s records being deemed accurate, definitive, and binding upon the account holder. This recognition of the Bank’s records will preclude further claims regarding the disputed transactions, thereby concluding the matter administratively and legally within the scope of Sovereign Bank International’s operational and regulatory protocols.

Liability for Notification Failures:

The failure of an account holder to notify Sovereign Bank International of any discrepancies or errors within the prescribed 60-day period shall release the Bank from liability regarding such account errors. This release is upheld unless it can be established, by clear and convincing evidence, that gross negligence or willful misconduct by SBI directly led to the error in question. In the absence of such evidence, the Bank’s records shall be upheld as accurate and binding.

Reporting Loss, Theft, or Unauthorized Use:

Account holders are obligated to promptly report any suspicion or occurrence of theft, loss, or unauthorized use of their account or any associated banking instruments to Sovereign Bank International without delay. Immediate notification is critical to enable the Bank to take swift and appropriate measures to mitigate potential risks and unauthorized activities, within the bounds of its security protocols and regulatory obligations.

Liability for Forged or Altered Instruments:

Sovereign Bank International expressly disclaims liability for any financial losses arising from forged or altered banking instruments unless it can be unequivocally demonstrated that such fraud was facilitated by SBI’s direct negligence. It is incumbent upon account holders to implement and maintain reasonable security measures designed to protect their accounts and associated instruments from forgery and unauthorized alterations. This requirement aligns with the Bank’s commitment to proactive security and fraud prevention measures, encouraging account holders to actively participate in safeguarding their financial assets.

Instrument Processing and Electronic Representation:

  • Sovereign Bank International rigorously enforces comprehensive verification protocols for all fund transmissions. These protocols include, but are not limited to, the imposition of holds and the undertaking of enhanced scrutiny to ensure both the authenticity and validity of the transactional instruments utilized. To achieve operational efficiency while maintaining the highest standards of transactional integrity, SBI reserves the right to adopt electronic representations of fund transmissions, thus eliminating the necessity for retaining original physical transaction records.
  • In strict adherence to the regulatory requirements and prevailing industry best practices, SBI may exercise its discretion to decline the crediting of funds to an account should the account holder fail to furnish the requisite regulatory supporting documents within an established and communicated timeframe by the compliance department, or otherwise 72 business hours. In scenarios where documentation substantiating the origin of funds is deemed insufficient, SBI retains the authority to either return such funds to their sender or comply with directives from competent authorities to hold funds under prescribed conditions. SBI emphasizes its strict policy against arbitrarily holding funds outside such prescribed regulatory frameworks.
  • Sovereign Bank International is commitment to fulfilling all regulatory mandates associated with the processing of funds, including the identification, reporting, and management of suspicious activities. Accordingly, SBI expressly disclaims liability for any inadvertent delays or procedural hindrances emanating from its diligent observance of these verification and compliance protocols, except in instances where gross negligence or willful misconduct by the Bank can be conclusively demonstrated.
  • Account holders bear the responsibility of ensuring the expedient provision of necessary documentation to facilitate the seamless processing of transactions in full compliance with applicable legal standards. This diligent approach underscores SBI’s dedication to safeguarding the interests of both the Bank and its clients, effectively mitigating risks associated with fund transmissions and regulatory compliance challenges.

Fees, Charges, and Interest:

  • Sovereign Bank International retains the discretion to modify fees, charges, and interest rates associated with your account. Any such modifications will be communicated to account holders with appropriate notice, in accordance with applicable legal and regulatory requirements.
  • Interest rates applicable to accounts are subject to fluctuation in response to prevailing market conditions, unless otherwise expressly stipulated in a specific disclosure agreement providing for a fixed interest rate. This flexibility allows SBI to maintain alignment with real-time economic factors and financial market dynamics.
  • A schedule of account fees, serving as a baseline applicable to all clients, is readily accessible through our official website.

Overdrafts and Account Deficit Management:

Sovereign Bank International does not extend loan or credit, including overdrafts, for account holders. Transaction requests that exceed the available balance within an account will not be executed. Upon such an occurrence, the account holder will promptly receive notification regarding the inability to process the requested transaction due to insufficient funds.

Account holders are encouraged to maintain account balances that support their transactional needs, given that any transaction attempts surpassing the available balance will not proceed.

Account Suspension and Termination Rights:

  • Sovereign Bank International unequivocally retains the discretionary authority to suspend, freeze, or terminate accounts without prior notice under certain conditions deemed necessary to safeguard the Bank and its stakeholders. This authority may be exercised in instances where there is credible evidence of suspicious activities, including but not limited to potential fraud or money laundering, which warrant immediate action to prevent illicit activities or financial misconduct.
  • Furthermore, SBI will enforce this authority in compliance with regulatory obligations, adhering to the mandates of relevant financial regulatory bodies and laws that obligate the Bank to take decisive action to ensure compliance and prevent regulatory breaches.
  • The Bank will also act to protect its operational integrity and enforce its internal policies, should there be any breach of established guidelines or terms of service by the account holder that threatens the interests of the Bank or violates contractual obligations.
  • SBI’s determination to suspend, freeze, or terminate account privileges is executed with due diligence and in consideration of all applicable laws, while ensuring that all actions taken are documented in accordance with legal requirements. Account holders affected by such measures will receive formal communication detailing the reasons and conditions for suspension, freezing, or termination, where possible, consistent with preserving the security and confidentiality of the process.

Joint Account Provisions:

Joint account holders are collectively bound by the terms of this agreement, sharing both equal and joint liability for all activities and obligations associated with the account. Each account holder possesses full authority to perform transactions and manage the account, unless otherwise stipulated by specific joint operational conditions arranged with Sovereign Bank International.

  • Liability: Each joint account holder is jointly and severally liable for any debt, charge, or obligation arising from the account. This means that SBI may seek full repayment or enforcement of any obligations from any individual account holder, without requiring consent or actions from other holders.
  • Operational Authority: Every joint account holder has the full authority to issue instructions for transactions, deposits, and withdrawals, sign relevant documents, and make changes to account details or arrangements, subject to any special conditions agreed upon in writing with SBI.
  • Survivorship Rights: Unless otherwise specified and legally documented, joint accounts typically confer rights of survivorship. Upon the death of one account holder, the surviving holder(s) will retain ownership of the account and its funds.
  • Notification and Communication: SBI will direct all communications, notifications, and correspondences regarding the account to any one of the joint account holders, with such communications deemed effective and binding upon all holders.
  • Dispute and Resolution: In the event of a dispute between joint account holders, SBI will continue to recognize the authority of all parties until formally notified of legal changes to ownership or account structure. The Bank reserves the right to suspend operations on the account if disputes are unresolved and pose a potential risk.

Investment Accounts and Foreign Currency Transactions: 

Engagement in investment activities and foreign currency transactions at Sovereign Bank International is governed by specific agreements designed to provide clarity and define responsibilities for account holders involved in such financial operations.

  • Investment Accounts: Account holders engaging in investment activities do so based upon personal risk assessments and are encouraged to consult investment agreements specific to their portfolio. These agreements outline the terms, conditions, and risks associated with their investment holdings, aligning with the account holder’s investment strategy and tolerance.
  • Foreign Exchange Transactions: All foreign currency transactions are conducted under the Sovereign Bank Foreign Exchange (FX) Agreement, which details the terms governing currency exchange services. SBI applies its discrete exchange rates to these transactions and does not provide hedging, thereby maintaining the account holder’s exposure to market-driven currency fluctuations.
  • Regulatory Compliance and Risk Disclosure: Account holders are advised of the inherent risks linked to volatile markets and foreign exchange fluctuations. These disclosures are present within both the FX Agreement and any applicable investment agreements, underscoring the necessity of thorough due diligence and financial prudence on the part of the investor

Fiduciary and Foundation Account Obligations:

Fiduciary and foundation accounts held at Sovereign Bank International are subject to stringent documentation and compliance requirements. These accounts must consistently adhere to all applicable legal and fiduciary obligations to ensure the proper management and safeguarding of assets.

  • Documentation and Compliance: Account holders must provide comprehensive documentation that establishes the legal framework and fiduciary responsibilities governing the account. This includes trust deeds, articles of incorporation for foundations, beneficiary information, and any other relevant legal instruments that define the fiduciary obligations and governance structure.
  • Legal and Fiduciary Standards: All activities within fiduciary and foundation accounts must comply with prevailing legal requirements and industry standards. Account holders and authorized fiduciaries are responsible for meeting these obligations, ensuring that all account operations align with the specified trust laws, regulatory requirements, and ethical standards.
  • Regulatory Oversight and Intervention: SBI reserves the right to monitor fiduciary and foundation accounts to ensure ongoing compliance. In the event of any detected violations or non-compliance with the established obligations, SBI may intervene by suspending, freezing, or terminating account operations, or taking further actions as necessary to rectify the situation and uphold regulatory standards.

Electronic Signatures

Electronic signatures utilized in transactions with Sovereign Bank International hold the same legal validity and enforceability as traditional handwritten signatures. This means that any agreements, instructions, or documents executed electronically with SBI are considered binding and conclusive between the parties.

By consenting to conduct transactions electronically, you acknowledge and accept that electronic signatures facilitate seamless and expedited completion of agreements and instructions, without compromising their legal standing or authenticity.

  • SBI ensures that its electronic signature processes adhere to industry standards and comply with applicable legal and regulatory requirements, providing a secure framework for digital transactions. This standardization assures all parties of the integrity and reliability of electronically signed documents.
  • You are responsible for maintaining the confidentiality of your electronic signature assets and ensuring that they are used only for authorized transactions. Should you have any questions or require assistance regarding the use of electronic signatures, SBI’s customer service is available to support you.

Dormant Accounts Policy:

Sovereign Bank International administers a Dormant Accounts Policy to ensure regulatory compliance and the protection of account holder interests. An account is classified as dormant if there has been no activity, such as account login or communication with the Bank, for a period ranging from one to three years.

  • Notification:
    Multiple attempts will be made to notify account holders of impending dormancy, urging them to reactivate via transaction activity.
  • Account Holder Responsibilities:
    Account holders must maintain current and accurate contact information to ensure effective communication regarding account status.
  • Account Monitoring:
    Dormant accounts are regularly reviewed to assess risks and ensure compliance with regulatory requirements.
  • Safeguarding Balances:
    Funds in dormant accounts are preserved, at the discretion of the bank, in interest-bearing framework, according to internal policy and regulatory frameworks, until reactivation or escheatment as necessary.
  • Reactivation and Compliance:
    In the event an account requires reactivation, a well-defined process will be implemented to ensure the efficient restoration of account activity. This process will be executed in strict accordance with the established compliance framework, ensuring that all regulatory and legal standards are fully upheld.

Part III – General Terms and Conditions

Management of Estates and Succession:

Upon receiving notification of an account holder’s death, Sovereign Bank International will liaise with duly authorized estate representatives. These representatives are required to furnish valid legal documentation, including probate or letters of administration, to facilitate the continuation of any necessary account-related proceedings. This ensures the orderly management and transfer of the deceased account holder’s assets in accordance with legal mandates and SBI’s internal governance protocols. All actions taken will align with applicable laws, ensuring compliance and safeguarding estate assets during the succession process.

Power of Attorney Protocols: 

Sovereign Bank International acknowledges and honors duly executed and validated powers of attorney, permitting authorized third parties to manage the account holder’s financial affairs under specified conditions. Such powers of attorney must be presented in accordance with legal requirements and SBI’s verification standards to ensure authenticity and validity. The appointed attorney-in-fact is granted the authority to perform transactions and manage account-related activities, subject to the limitations explicitly outlined in the power of attorney document. SBI conducts a thorough verification process to confirm the scope and legitimacy of the granted powers, maintaining adherence to both legal and institutional guidelines to protect the interests of all parties involved

Compliance with Legal Demands and Set-Off Rights:

Sovereign Bank International is committed to strict adherence to all lawful demands, including court orders, garnishments, levies, and other legal directives that may impact account operations. In executing such demands, the Bank ensures full compliance with all applicable judicial and regulatory requirements, thereby upholding the rule of law and the integrity of its operations.

Furthermore, SBI reserves the right to exercise set-off rights, whereby the Bank may offset any outstanding liabilities owed by the account holder to the Bank against available account balances. This right is exercised where legally justified, and in accordance with contractual agreements between the account holder and the Bank. Set-off may occur across multiple accounts held by the account holder, and is implemented to recover debts or enforce obligations owed to SBI.

The exercise of set-off rights follows due process, ensuring that account holders are informed in advance where feasible, and in adherence with all legal and contractual provisions governing the account.

Indemnification Clause and Limitation of Liability:

You, your heirs, and your estate representatives hereby irrevocably agree to indemnify, defend, and hold harmless Sovereign Bank International, including its subsidiaries, affiliates, directors, officers, custodians, agents, and employees, from and against any and all liabilities, claims, losses, demands, damages, judgments, actions, suits, proceedings, costs, and expenses (including, without limitation, reasonable attorneys’ fees and disbursements). This indemnification pertains to any liabilities of any nature whatsoever that may be incurred by SBI or brought against it by any third party, including regulatory or government authorities, arising out of or connected in any way with this Agreement or any account-related activities.

In executing these indemnification obligations, account holders understand that SBI reserves the right to offset indemnity claim amounts against balances held in any of their accounts. Where necessary, SBI may utilize funds from other accounts held by the account holder within the Bank’s network, excluding registered savings or retirement plans, to satisfy such claims.

To the fullest extent permitted by law, SBI shall not be liable for any damages other than direct damages stemming from SBI’s gross negligence, willful misconduct, or intentional wrongdoing. SBI expressly disclaims liability for indirect, incidental, special, punitive, exemplary, or consequential damages, or losses in profits, revenue, opportunities, or data, regardless of whether SBI has been advised of the possibility of such damages. Gross negligence is defined herein as a marked departure from the standard of care expected of a reasonably prudent financial institution under similar circumstances.

SBI reserves the right, at its sole discretion, to assume the defense and control of any claim subject to this indemnification, and the account holder, along with successors or representatives, agrees to cooperate fully with SBI in asserting available defenses. The provisions encompassed in this Indemnification and Limitation of Liability Clause shall survive the termination or closure of the account, and remain enforceable to protect SBI against liabilities related to any actions or instructions previously conducted.

Agreement Changes and Termination Procedures: 

  • Implementation: Sovereign Bank International reserves the unilateral right to amend, modify, or supplement the terms and conditions of this Agreement in response to evolving legal, regulatory, technological, or operational requirements. SBI is committed to providing account holders with a minimum of 30 days’ prior notice of any proposed changes, ensuring clarity about the nature and implications of such amendments. (let’s discuss)

    All amendments will be communicated through established channels, including but not limited to, direct mail, electronic notifications via email, online banking alerts, or other electronic means deemed appropriate by the Bank. Account holders are encouraged to thoroughly review such notifications to understand how the amendments might affect their accounts.

  • Notice and Communication: SBI shall communicate impending changes through established communication channels, which may include, but are not limited to, direct mail, electronic notifications via email, online banking alerts, or other electronic means, ensuring clarity and transparency in the process.
  • Right to Object and Terminate: Account holders who object to the proposed amendments may exercise their right to terminate the Agreement within the notice period. Such termination must be communicated to SBI in writing, following all required procedural guidelines outlined by the Bank. Account holders who choose to terminate the Agreement must ensure the full settlement of any and all outstanding obligations, liabilities, and commitments arising under this Agreement prior to the termination date.
  • Resolution of Outstanding Obligations: Upon receipt of a termination request, SBI will facilitate the resolution of any outstanding transactions, fees, or discrepancies. It is incumbent upon the account holder to ensure funds or arrangements are in place to cover such liabilities. Failure to resolve these commitments may result in additional actions by the Bank, in compliance with applicable legal and regulatory frameworks.
  • Continuity of Terms:
    In the absence of a timely objection and subsequent termination by the account holder, continued use of the account will constitute acceptance of the revised terms and conditions, which will take effect at the conclusion of the notice period.

Remedies

Sovereign Bank International may provide links to third-party websites or resources through its Online Banking platform for your convenience and information. However, SBI does not endorse, and cannot be held responsible for, the content, products, services, or practices of any third-party websites or resources accessed through these links.

The inclusion of any link does not imply an affiliation, sponsorship, endorsement, or any form of partnership between SBI and the third-party entity. Your interactions with these third-party websites are solely at your own risk, and you should review the privacy policies and terms of use applicable to those websites prior to engaging in any transactions or providing personal information.

SBI expressly disclaims any liability for direct or indirect damages or losses caused or alleged to be caused by or in connection with your access to or use of any content, goods, or services available on or through any third-party website.

Privacy and Data Handling Standards: 

Sovereign Bank International is committed to the highest standards of privacy and data protection in managing personal information. All personal data is collected, processed, and stored in strict adherence to SBI’s comprehensive privacy policy, which can be accessed at www.sbi.bank/privacy. This policy is designed to comply with applicable statutory and regulatory requirements and is updated as necessary to reflect changes in legal standards, technological advancements, and best practices in data protection.

  • Data Collection and Use:
    SBI ensures that personal information is collected for legitimate business purposes, which may include account setup, transaction processing, fraud prevention, and compliance with legal obligations. The data is used solely for the purposes for which it is collected, and any other use will be communicated to and consented to by the account holder, where required by law.
  • Security Measures:
    SBI employs robust security protocols, including encryption, access controls, and regular security audits, to safeguard personal data against unauthorized access, loss, or misuse. These measures are aligned with industry best practices to prevent data breaches and protect the integrity and confidentiality of account holder information.
  • Access and Corrections:
    Account holders have the right to access their personal information held by SBI and may request corrections to ensure accuracy and completeness. SBI provides mechanisms for account holders to review and, where necessary, update their personal details.
  • Third-Party Sharing:
    SBI does not share personal information with third parties, except as necessary for service provisioning, legal compliance, or with explicit consent from the account holder. Any third-party service providers engaged by SBI must adhere to strict data protection standards equivalent to those upheld by the Bank.
  • Regulatory Compliance:
    SBI’s data handling practices comply with relevant data protection regulations and legal standards, ensuring that account holder information is managed with the utmost care and responsibility.
  • Review and Updates:
    The privacy policy is subject to periodic review, and any substantive changes will be communicated to account holders. SBI encourages clients to regularly consult the policy to remain informed of their rights and the Bank’s obligations concerning personal data management.

Force Majeure

Sovereign Bank International shall not be liable for any failure or delay in performance of its obligations under this Agreement when and to the extent such failure or delay is caused by events beyond its reasonable control, including but not limited to acts of God, natural disasters, war, terrorism, civil unrest, strike, labor disputes, government action, pandemic, quarantine, or any other cause that is unforeseeable and unavoidable despite reasonable efforts to prevent it (each, a “Force Majeure Event”).

  • Impact on Obligations:
    During the continuance of a Force Majeure Event, the obligations of SBI under this Agreement may be suspended to the extent that they are impacted by such event. SBI will make all reasonable efforts to mitigate the effects of the Force Majeure Event and resume normal operations as soon as reasonably practicable.
  • Notification Requirement:
    SBI shall promptly notify you of the occurrence of a Force Majeure Event and provide information on the expected duration and impact on its ability to perform its obligations under this Agreement.
  • Limitations:
    The provisions of this Force Majeure clause do not excuse any non-payment or failures that could have been reasonably avoided by commercial prudence or due diligence.

Severability:

In the event that any provision of this Agreement is determined by a court of competent jurisdiction to be invalid, illegal, or unenforceable, such a determination shall not affect or impair the validity, legality, or enforceability of the remaining provisions contained herein. Each provision of this Agreement is declared to be separate and distinct, and the invalidity or unenforceability of any provision shall not render the entire Agreement void.

To the extent possible, any invalid or unenforceable provision will be amended in good faith to reflect the original intent of the parties, while remaining within the permissible scope of applicable law. If such amendment is not feasible, the provision will be deemed severed, and the remainder of the Agreement shall continue in full force and effect.

Governing Laws and Jurisdictional Authority:

Any dispute, claim, or controversy arising out of or relating to this Agreement, including its interpretation, performance, breach, or termination, shall be resolved exclusively through binding arbitration conducted in Nevis, St. Christopher and Nevis. The arbitration shall be administered by a recognized arbitration body and conducted in accordance with its rules and procedures, which are incorporated by reference into this clause. The decision rendered by the arbitrator(s) shall be final, binding, and enforceable, and may be entered as a judgment in any court of competent jurisdiction.

In circumstances where arbitration is not feasible or an injunctive or other equitable relief is sought, the parties agree that any litigation, mediation, or other legal proceedings shall be brought exclusively in the courts of Nevis, West Indies. Both parties hereby irrevocably submit to the jurisdiction of such courts and waive any objection to the laying of venue within them, whether on the grounds of inconvenient forum or otherwise.

The parties agree that this Dispute Resolution and Arbitration clause constitutes an essential provision of this Agreement, ensuring that any conflict is addressed in a manner that is confidential, expeditious, and cost-effective. By entering into this Agreement, the parties waive the right to pursue claims in any other judicial forums outside of the parameters established herein, except as may be required to enforce an arbitral award or as otherwise permitted by law.

  • Waiver of Other Jurisdictions:
    The parties expressly waive any objection to the exercise of jurisdiction over them by such courts and any claim that such venue is an inconvenient forum, to the fullest extent permitted by law.

Headings

The headings and subheadings used in this Agreement are provided solely for the convenience and organizational purposes of the reader. They do not form part of the substantive terms and conditions of the Agreement and shall not influence or affect the interpretation or construction of any terms, provisions, or clauses contained herein. The substantive rights and obligations of the parties will be determined based on the text of each provision, independent of any headings that appear above or beside them.

Language of Communication:

Sovereign Bank International conducts all business operations and interactions in English, the Bank’s official language. This includes all contractual agreements, account statements, official notices, and customer service communications.

  • Official Communication Requirement:
    Account holders must use English for all official communications with SBI to ensure clarity and mutual understanding.
  • Support and Clarification:
    For additional assistance or questions regarding communications, account holders should contact SBI’s Customer Service. Translations, if needed, should be independently sought to ensure full comprehension.

Contact Information:

For inquiries, assistance, or further information regarding your accounts and services, please contact Sovereign Bank International at the address below:

Sovereign Bank International
The Belmont Garden Plex, Building H
Pinney’s Estate
St. Thomas Parish
Nevis, West Indies

Customer Service Contact:
Email: contact@sbi.bank
Visit: www.sbi.bank for resources and online banking.

Dispute Resolution:
For handling disputes, please visit www.sbi.bank/disputes to submit a formal inquiry and manage any account-related issues.

Our website offers comprehensive resources and online banking services. Our customer service team is available to assist with any questions or support needs.

SOVEREIGN BANK INTERNATIONAL DIGITAL BANKING TERMS OF SERVICE

Please read these Terms of Service (“Terms”) carefully. By accessing the Online Banking service, you agree to be bound by the terms described herein and all terms incorporated by reference. If you do not agree to all of these terms, do not use Online Banking. These Terms contain disclaimers and other provisions that limit our liability to you.

Definitions

Account: Any deposit account opened with Sovereign Bank International (SBI) that is accessible through Online Banking.

Authentication Methods: Processes such as passwords, PINs, or biometrics used to verify an individual’s identity for Online Banking access.

Business Day: Any day on which SBI is open for banking operations, excluding weekends and public holidays in St. Christopher and Nevis.

Credentials: User identifiers, passwords, or security measures required to access Online Banking, which must be securely maintained by the account holder.

Digital Banking Services: Services provided by SBI that allow account holders to conduct transactions and manage accounts via the Online Banking platform.

Electronic Signature: An electronic method attached to or associated with a document, used by an individual to signify consent or approval, legally equivalent to a handwritten signature.

Encryption: The process of converting data into a secure format to protect information transmitted through Online Banking.

Force Majeure: Events beyond SBI’s control that may disrupt digital banking services, such as natural disasters or cyber-attacks.

Notification: Formal communications from SBI regarding account changes, terms, or other significant information, delivered online or through other channels.

Online Banking: The platform provided by SBI allowing electronic access to services and transactions via its website and mobile apps.

SBI: Sovereign Bank International, including its subsidiaries and affiliates, providing banking services under this Agreement.

Security Measures: Protocols to protect data and transactions, including encryption and authentication processes.

You/Your: The individual or entity registering for or accessing SBI’s Digital Banking services.

General Terms

Introduction

In this Digital Banking Agreement, “we,” “our,” and “us” refer to Sovereign Bank International (“SBI”), while “you” and “your” pertain to any individual or entity registering for or accessing SBI’s banking services. These Terms govern your electronic access to accounts via SBI’s Online Banking system at [www.sbi.bank](http://www.sbi.bank). By utilizing these services, you confirm your acknowledgment and acceptance of the terms and conditions set forth herein.

Supplementary Nature of These Terms

These Terms supplement existing deposit account agreements and other agreements and disclosures provided by SBI. Collectively, they form a comprehensive framework governing your relationship with SBI. Unless explicitly stated otherwise, all previously established terms remain effective. Specific provisions apply exclusively to accounts for personal, family, or household use (“consumer accounts”).

Compliance with Laws

By accessing and utilizing the Online Banking services provided by Sovereign Bank International, you expressly agree to comply with all applicable laws and regulations, including those of St. Christopher and Nevis and relevant international laws. It is incumbent upon you to ensure that all activities conducted through Online Banking adhere to legal standards and regulatory requirements.

SBI offers its Online Banking platform with global accessibility in mind. However, if you elect to use these services from a location outside St. Christopher and Nevis, you do so at your own risk and assume full responsibility for complying with the local laws and regulations applicable in your jurisdiction. We strongly encourage all users to acquaint themselves with, and act in accordance with, the legal stipulations governing their region’s online financial activities.

SBI disclaims any liability for any legal or regulatory breaches resulting from the use of Online Banking services outside the jurisdiction of St. Christopher and Nevis. Your understanding and adherence to relevant legal requirements are paramount in ensuring the responsible use of our global banking services, and this serves to maintain the integrity and legality of transactions executed via SBI’s Online Banking platform.

Minors

The Online Banking services provided by Sovereign Bank International  are not intended for use by individuals under the age of 13. For users between the ages of 13 and 18, access to and use of Online Banking must be conducted under the active supervision of a parent or legal guardian. By allowing such use, the parent or legal guardian accepts and agrees to be legally bound by the Terms and Conditions governing Online Banking services.

It is the responsibility of the supervising parent or legal guardian to ensure that the minor’s usage of Online Banking is compliant with all applicable terms and to oversee all activities performed by the minor on the platform. SBI disclaims any liability for unauthorized use by minors or any activities conducted without appropriate supervision.

Privacy Policy

Your use of Online Banking is governed by SBI’s Privacy Policy, detailing the collection and use of personal data. By using the services, you consent to these practices, accessible at [www.sbi.bank/privacy](http://www.sbi.bank/privacy).

Contacting Us

For any Online Banking inquiries, contact SBI through:

Telephone: +1 (833) 390-2265

In Writing: Sovereign Bank International, Belmont Garden Complex, Building H, Pinney’s Estate, St. Thomas’ Parish, Nevis, St. Christopher and Nevis

Email: Contact@sbi.bank

Dispute Resolution: Visit [www.sbi.bank/dispute](http://www.sbi.bank/dispute).

Enrolling in Online Banking

Eligibility for Online Banking

To utilize the Online Banking services provided by Sovereign Bank International , you must maintain an active deposit account with us and be at least 13 years of age to complete the registration process. While we endeavor to provide comprehensive access to our banking services, we reserve the right to limit the types of accounts accessible via Online Banking.

Access to certain account types may be restricted, and SBI retains the sole discretion to limit or deny access to specific accounts without prior notice or explanation

Technology Requirements

To access and utilize our Online Banking services effectively, it is necessary to have a valid email address and a stable internet connection provided by an Internet Service Provider (ISP). Your web browser must support minimum encryption standards to ensure secure and encrypted interactions with our platform. Depending on service updates or enhancements, additional technology requirements may apply.

You are solely responsible for ensuring that your computing hardware and software are maintained in good working order, compatible with the Online Banking platform, and configured appropriately to facilitate seamless communication with our services. This includes keeping software updated, applying necessary security settings, and ensuring that any ancillary applications or plug-ins are functional and up to date.

Be advised that the introduction of malware, exposure to viruses, or other harmful activities on the Online Banking platform, whether intentional or through negligence, may result in suspension of service access and could lead to further legal action or prosecution by the Bank. SBI prioritizes the security and integrity of its Online Banking services and actively works to protect its systems and users from malicious activities.

Enrollment Process

Enrollment aligns with regulatory requirements stipulated in the [General Terms Section 2, “Account Setup and Access”].

E-Sign Disclosure

By enrolling in and utilizing SBI’s Online Banking services, you provide your informed consent to receive all agreements, disclosures, and pertinent documents related to Online Banking in electronic format. This consent applies to any current and future agreements, notices, and communications pertaining to your use of the Online Banking platform.

  • Electronic Delivery Consent:
    Your consent to electronic delivery facilitates efficient and timely communication, ensuring you have immediate access to all necessary documents associated with Online Banking services. It underscores SBI’s commitment to environmentally friendly practices and operational efficiency.
  • Paper Copy Requests:
    Should you wish to obtain any documents or agreements in a physical format, you are entitled to request a paper copy. Please be advised that requests for printed copies may incur standard processing fees, which will be communicated to you upon request.
  • Assurance of Access:
    It is your responsibility to ensure that you have the necessary hardware, software, and internet connectivity to access and retain electronic communications. Should your technology capabilities change, impacting your ability to access electronic documents, it is incumbent upon you to notify SBI promptly.

Online Banking Security 

  • Credentials:
    Your user identifier, password, and any other forms of authentication provided or required by Sovereign Bank International collectively make up your “Credentials.” Protecting these Credentials is essential to the security of your Online Banking experience. SBI is dedicated to safeguarding our banking systems and may enhance security protocols as necessary to address emerging threats and technological advancements.
  • Your Responsibilities:
    It is your duty to rigorously maintain the confidentiality and security of your Credentials. This includes ensuring that they are not shared or exposed to unauthorized individuals. You acknowledge your obligation to manage access carefully and are accountable for all activities performed through the use of your Credentials.
  • Immediate Notification:
    Should you suspect that your Credentials have been compromised or accessed without your authorization, it is imperative that you notify SBI without delay. Swift reporting enables SBI to take appropriate security measures to protect your account and financial interests.
  • Encryption of Data:
    SBI deploys advanced encryption technologies to secure your data during transmission across the Online Banking platform. Except for specified data that may be transferred when activating particular services, all data is encrypted to provide robust security against unauthorized interception. However, you acknowledge the inherent risks associated with data transmission over the Internet and agree to exercise caution and best practices when accessing or transmitting information online.
  • Consumer Liability for Unauthorized Electronic Funds Transfers:
    The General Terms and Conditions Account Agreement contains crucial information regarding your liability for unauthorized electronic funds transfers. You are advised to review these conditions carefully. Your liability may be limited if unauthorized transactions are reported promptly in accordance with the guidelines outlined in the Agreement.
  • Internet Scams and User Obligations:
    You acknowledge your understanding of the risks posed by phishing and other internet-based scams. You agree to refrain from using the Online Banking platform for any unauthorized or illegal activities. You understand the consequences of engaging in such activities and take responsibility for protecting your account against inadvertent or fraudulent actions.

Online Banking Services

Hours of Access

The Online Banking platform operated by Sovereign Bank International  is available for access 24 hours a day, 7 days a week, thereby providing you with flexible and continuous availability to manage and oversee your financial transactions and account information. Notwithstanding the foregoing, certain services may occasionally be unavailable due to scheduled maintenance or unforeseen technical issues. SBI commits to restoring full functionality in a timely manner in such instances.

Fees and Charges

Access to SBI’s Online Banking platform is currently provided free of charge. However, specific transactions executed through your account may attract fees, as detailed in your account’s predefined pricing structure. Standard pricing details, which form the baseline for all clients, are published and publicly accessible on SBI’s official website. Furthermore, account holders might receive specially tailored pricing for their specific accounts outlined in a supplemental pricing agreement. SBI reserves the right to implement new fees or modify existing ones, providing prior notice to account holders to ensure transparency and allow for adjustment to account terms if necessary.

Disclaimer of Warranty, Limitation of Liability, Indemnification

The Online Banking services are provided by us on an “as is” and “as available” basis, without warranties of any kind, whether express, implied, statutory, or otherwise. This includes, but is not limited to, implied warranties of merchantability, fitness for a particular purpose, and non-infringement. We explicitly disclaim any representation or warranty that the Online Banking services will be uninterrupted, secure, error-free, or free of viruses or other harmful components.

While Sovereign Bank International makes every reasonable effort to ensure the security, stability, and redundancy of our Online Banking platform, we rely on a network of third-party service providers to deliver these services, including our core banking Software as a Service (SaaS) provider. Our commitment to maintaining the highest standards of data protection and service integrity is evidenced by our adherence to SOC 2 certification for hosting, operations, and continuity across our data centers.

However, it is essential to recognize that certain aspects of the Online Banking services depend on third-party service providers whose performance and compliance are beyond our direct control. Accordingly, we cannot be held liable for any performance limitations, interruptions, or breaches of warranty by these providers that may impact service availability or functionality.

Despite these dependencies, we remain proactive in mitigating potential risks by partnering with industry-leading providers and maintaining resilient operational protocols. Service interruptions may still occur due to routine maintenance, technical failures, or unforeseen external conditions beyond our reasonable control.

By accessing and using the Online Banking services, you acknowledge and accept these terms, including the inherent risks associated with internet-based services and third-party dependencies. 

Indemnification and Limitation of Liability

By accessing and using the digital banking services provided by Sovereign Bank International , you, along with your heirs and estate representatives, irrevocably agree to indemnify, defend, and hold harmless SBI, its subsidiaries and affiliates, and its directors, officers, custodians, agents, and employees, from and against any and all claims, liabilities, losses, demands, damages, judgments, actions, suits, proceedings, costs, and expenses. This includes, without limitation, reasonable attorneys’ fees and disbursements, arising from or relating to your use of digital banking services or any breach of these Terms of Service.

This indemnification covers all liabilities of any nature that may be incurred by SBI or brought against it by any third party, including regulatory bodies or governmental authorities, arising from or related to your use of SBI’s digital banking services.

SBI reserves the right to exercise its discretion to offshore any claims against your account balances held within its network, though funds in registered savings or retirement accounts will be excluded from such actions. Account holders understand that SBI may draw from these balances to satisfy indemnity claims as necessary.

To the fullest extent permitted by law, SBI is not liable for any damages other than direct damages resulting from its own gross negligence, willful misconduct, or intentional wrongdoing. SBI expressly disclaims liability for any indirect, incidental, special, punitive, exemplary, or consequential damages, including loss of profits, revenue, opportunities, or data, irrespective of prior advisement of such potential damages. Gross negligence is herein defined as a substantial deviation from the expected standard of care of a reasonably prudent financial institution under comparable circumstances.

SBI retains the right, at its sole discretion, to elect to assume defense and control of any claim subjected to this indemnification. You agree to cooperate fully with SBI in asserting any available defenses. The provisions of this Indemnification and Limitation of Liability Clause will persist beyond the termination or closure of the digital banking service and remain enforceable to protect SBI from liabilities connected to any past actions or instructions executed under these Terms.

Other Terms & Conditions

Governing Law; Venue

Any dispute, claim, or controversy arising out of or relating to this Agreement, including its interpretation, performance, breach, or termination, shall be resolved exclusively through binding arbitration conducted in Nevis, St. Christopher and Nevis. The arbitration shall be administered by a recognized arbitration body and conducted in accordance with its rules and procedures, which are incorporated by reference into this clause. The decision rendered by the arbitrator(s) shall be final, binding, and enforceable, and may be entered as a judgment in any court of competent jurisdiction.

In circumstances where arbitration is not feasible or an injunctive or other equitable relief is sought, the parties agree that any litigation, mediation, or other legal proceedings shall be brought exclusively in the courts of Nevis, West Indies. Both parties hereby irrevocably submit to the jurisdiction of such courts and waive any objection to the laying of venue within them, whether on the grounds of inconvenient forum or otherwise.

The parties agree that this Dispute Resolution and Arbitration clause constitutes an essential provision of this Agreement, ensuring that any conflict is addressed in a manner that is confidential, expeditious, and cost-effective. By entering into this Agreement, the parties waive the right to pursue claims in any other judicial forums outside of the parameters established herein, except as may be required to enforce an arbitral award or as otherwise permitted by law.

  • Compliance with Law and Regulations: In utilizing SBI’s Digital Banking services, you agree to comply with all applicable laws and regulations, including those related to anti-money laundering (AML), combating the financing of terrorism (CFT), and anti-fraud measures as outlined in the relevant legal frameworks of St. Christopher and Nevis.
  • Reference to Comprehensive Standards: For a complete understanding of your rights and obligations, you are encouraged to review the relevant compliance procedures and standards as detailed in the General Terms and Conditions. These documents collectively ensure consistent adherence to regulatory requirements across all banking interactions.
  • Arbitration and Dispute Resolution: Any disputes, claims, or controversies arising from or related to this Agreement shall be resolved through binding arbitration conducted in Nevis, St. Christopher and Nevis, as detailed in the arbitration clauses herein. This method provides a confidential, efficient, and cost-effective means of resolving conflicts.
  • Related Procedures and Standards: Comprehensive details regarding arbitration, dispute resolution, and legal venues are outlined in the General Terms and Conditions. Users are advised to consult these guidelines to fully understand the processes and implications involved in dispute resolution under SBI’s services.
  • Consistency Across Agreements: This Compliance and Legal Provisions section should be interpreted in conjunction with the standards set forth in the General Terms and Conditions, ensuring a unified approach to legal obligations, rights, and dispute resolutions across all SBI services.

Force Majeure

Sovereign Bank International  shall not be held liable for any delay or failure in the performance of its digital banking services that result from events or circumstances beyond its reasonable control. Such events may include, but are not limited to, natural disasters, acts of God, fires, floods, wars, terrorism, cyber-attacks, governmental actions, labor strikes, or any other similar events that are unforeseeable and unavoidable despite reasonable precautions.

During the continuance of a Force Majeure event, SBI’s obligations under this Agreement may be suspended to the extent that they are impacted by such disruption. SBI is committed to employing all reasonable efforts to mitigate the effects of the Force Majeure event and to resume normal service operations as soon as practicable.

Account holders acknowledge and accept that these disruptions, while unfortunate, may affect access to services and agree that SBI shall not be responsible for any resulting impacts to account transactions or accessibility during such periods, subject to the extent of the constraints imposed by the Force Majeure event.

Amendment and Notification

Sovereign Bank International  reserves the right to amend, modify, or update these Terms and Conditions at any time to reflect changes in law, technology, or banking practices. Such amendments may include, but are not limited to, service offerings, account features, fees, and the obligations of SBI or account holders under this Agreement.

When amendments are made, SBI will notify account holders at least 30 days prior to the effective date of the changes. Notification may be disseminated through multiple channels, including but not limited to, digital notifications via the Online Banking platform, email communications sent to the address on record, or other electronic or physical communications deemed appropriate by the Bank.

Account holders are encouraged to review all notifications thoroughly to understand any amendments. Continued use of SBI’s Online Banking services following the communication and effectiveness of such amendments constitutes acceptance of the new terms and conditions.

Assignment and Delegation

Account holders are prohibited from assigning, transferring, or otherwise delegating their rights or obligations under these Terms and Conditions to any third party without the express prior written consent of Sovereign Bank International . Any purported assignment or delegation without such consent shall be deemed null and void.

Entire Agreement

These Terms, together with any applicable ancillary agreements, disclosures, and amendments, comprise the entire agreement between you and Sovereign Bank International  concerning your use of the Online Banking services. They supersede any prior agreements, understandings, or representations related to your digital banking activities with SBI.

This Agreement, in conjunction with SBI’s General Terms and Conditions, the Foreign Exchange (FX) Terms and Conditions, the Electronic Banking Agreement, and any related documentation provided by SBI, defines the entire contractual framework governing your digital interactions with the Bank.

No oral or written representations, negotiations, or communications made by SBI or you prior to your acceptance of these Terms shall alter or constitute part of this Agreement. Amendments or modifications to these Terms shall only be effective if made in writing and duly communicated to account holders as stipulated herein.

Severability

In the event that any provision of this Digital Banking Agreement is held to be invalid, illegal, or unenforceable by a court of competent jurisdiction, such determination shall not affect the validity or enforceability of the other provisions herein. Each provision of this Agreement is intended to be severable, and the invalidity or unenforceability of any particular provision shall not affect the validity or enforceability of the rest of the Agreement.

If feasible, any invalid or unenforceable provision will be modified to the minimum extent necessary to make it valid and enforceable, consistent with the original intent of the parties. If such modification is not possible, the provision shall be deemed severed, and the remaining provisions of the Agreement shall remain in full force and effect.

This clause ensures the continued integrity and enforceability of the Agreement, protecting the interests of both Sovereign Bank International and its clients.

Headings

The headings and subheadings used in this Agreement are provided solely for the convenience and organizational purposes of the reader. They do not form part of the substantive terms and conditions of the Agreement and shall not influence or affect the interpretation or construction of any terms, provisions, or clauses contained herein. The substantive rights and obligations of the parties will be determined based on the text of each provision, independent of any headings that appear above or beside them. 

Remedies

The failure or delay by Sovereign Bank International to exercise, enforce, or insist upon the strict performance of any right, remedy, or provision of these Terms and Conditions shall not be construed as a waiver of that right, remedy, or provision. Nor shall any single or partial exercise of any right or remedy preclude any other or further exercise of any right or remedy.

SBI’s rights and remedies under this Agreement are cumulative and may be exercised as often as needed. Any waiver of a provision by SBI must be in writing and signed by an authorized representative of SBI. Such a waiver shall not constitute a waiver of any subsequent breach or default.

This clause ensures that SBI retains the full ability to enforce its rights and remedies under the Agreement, preserving the integrity and enforceability of the terms in all circumstances.

Monitoring and Data Retention

Sovereign Bank International reserves the right to monitor the use of its Online Banking services to ensure compliance with this Agreement and to uphold security standards. This monitoring may include tracking transactional activity, login details, and other interactions with the system to prevent unauthorized access, detect fraudulent activities, and maintain the integrity of the banking services offered.

In conducting such monitoring, SBI is committed to safeguarding account holder privacy and adheres to all applicable data protection laws and regulations. Data collected through monitoring will be used exclusively for maintaining compliance, enhancing security measures, and improving service quality.

Data retention practices at SBI comply with the legal and regulatory requirements of St. Christopher and Nevis. Retention periods are established based on statutory mandates, operational needs, and best practices in the banking industry, ensuring that personal and transactional data is preserved only for as long as necessary to fulfill these purposes.

Third-party Links

Sovereign Bank International may provide links to third-party websites or resources through its Online Banking platform for your convenience and information. However, SBI does not endorse, and cannot be held responsible for, the content, products, services, or practices of any third-party websites or resources accessed through these links.

The inclusion of any link does not imply an affiliation, sponsorship, endorsement, or any form of partnership between SBI and the third-party entity. Your interactions with these third-party websites are solely at your own risk, and you should review the privacy policies and terms of use applicable to those websites prior to engaging in any transactions or providing personal information.

SBI expressly disclaims any liability for direct or indirect damages or losses caused or alleged to be caused by or in connection with your access to or use of any content, goods, or services available on or through any third-party website.

SOVEREIGN BANK INTERNATIONAL FOREIGN EXCHANGE (FX) TERMS AND CONDITIONS

This Foreign Exchange (FX) Terms and Conditions Agreement sets forth the specific terms governing your foreign currency transactions with Sovereign Bank International (SBI). It provides a detailed framework for executing FX deals, outlining your rights, obligations, and responsibilities within these transactions.

Integrated Contractual Framework

This FX Agreement forms a vital part of a comprehensive suite of contractual documents that collectively define your relationship with Sovereign Bank International. It is intended to be read in conjunction with the following foundational documents:

  • General Terms and Conditions: This document establishes the fundamental provisions applicable to all account holders, detailing overarching responsibilities and obligations across all banking services provided by SBI.
  • Digital Banking Terms of Service: These terms govern electronic access to your accounts via SBI’s Online Banking platform, specifying security protocols, user responsibilities, and standards for digital transactions and communications.
  • Additional Disclosures and Agreements: Depending on the particularities of your account and financial transactions, additional disclosures, agreements, and pricing arrangements may apply. These will be supplied to you on an individual account basis, ensuring you have comprehensive and relevant information specific to your financial dealings.

Holistic Understanding

To ensure thorough comprehension of your rights and duties related to foreign exchange transactions with SBI, it is essential to consider these documents collectively. Together, they offer an integrated legal framework that supports your financial operations and interactions with Sovereign Bank International.

DEFINITIONS

In this Agreement, these terms have the following meanings:

In this Agreement, the following terms are defined as follows. These definitions are to be understood in the context of this Agreement and are applicable in conjunction with related banking documents, providing clarity and consistency across your engagements with Sovereign Bank International (SBI).

Agreement: This document, including all schedules, which may be amended from time to time, constitutes the entire framework governing your foreign exchange transactions with SBI.

Authorized Person: The individual(s) designated in the New Client Application Form empowered to enter into Deals on your behalf and/or to provide SBI with settlement and delivery instructions for completed Deals, including the authority to sign Deal Confirmations.

Business Day: Any day other than a Saturday, Sunday, or any day on which banks are not open for business, relevant to transaction timelines referenced herein.

Currency: Money denominated in the lawful currency of a country, involved in foreign exchange transactions.

Deal: A transaction in which you agree to purchase or sell currency from or to SBI; all Deals are governed by the terms and conditions set forth in this Agreement.

Deal Confirmation: Subject to section 2.2 of this Agreement, the written confirmation form delivered to you by SBI, which you must return, setting forth the specifics of a Deal.

Electronic Signature: An electronic sound, symbol, or process, attached to or logically associated with a contract, document, or record, executed or adopted by an individual with the intent to sign. It is recognized as legally equivalent to a handwritten signature under this Agreement, ensuring the validity and enforceability of digitally executed documents.

Force Majeure: An unforeseen event beyond the control of SBI, such as natural disasters, acts of terrorism, or government actions, potentially affecting SBI’s ability to fulfill its obligations under this Agreement.

Forward Contract: A purchase or sale of currencies for settlement beyond two business days, entered into at your request to settle foreign currency obligations, not intended for speculative purposes.

FX Agreement: Refers to this document outlining the Sovereign Bank Foreign Exchange (FX) Terms and Conditions governing currency exchange transactions.

New Client Application Form: The form required to open an account with SBI for purchasing and selling foreign currency and related services; this form incorporates this Agreement by reference.

Privacy Policy: The Privacy Policy of Sovereign Bank International, as established, maintained, and amended over time, which defines the handling of personal information.

Security Measures: Protocols and technologies used by SBI to protect customer data and financial transactions, including procedures relevant to foreign exchange dealings.

Set-Off: The right of SBI to offset any liabilities or debts you owe against your balances, as detailed in this Agreement.

Wire Instructions: The directions you provide to SBI regarding the wiring of funds, underlined by accuracy and the responsibility of the account holder.

AUTHORITY TO DEAL

  • Designation of Authorized Persons
    You have identified specific individuals who are authorized to conduct foreign exchange transactions (“Deals”) on your behalf. It is your responsibility to ensure that SBI is promptly informed of any changes to these authorizations, including the addition or removal of Authorized Persons. Accurate and up-to-date authorization records are essential for maintaining the integrity and security of your transactions.
  • Ongoing Representations and Warranties
    By making this designation, you represent and warrant that all actions taken by the Authorized Persons are duly authorized and within the scope of their designated powers. You agree to indemnify and hold SBI harmless against any claims, liabilities, or losses arising from unauthorized transactions executed by individuals not formally designated as Authorized Persons. This indemnification includes any costs or expenses incurred by SBI in resolving such issues, thereby reinforcing the need for careful management of authorization rights.

RECORDS

Database and Privacy Policy & Database Management and Privacy Policy

SBI maintains a secure and comprehensive database containing records of all your instructions, transactions, and interactions with the Bank. This database is managed in strict accordance with SBI’s Privacy Policy, ensuring the confidentiality, integrity, and security of your personal and financial information.

  • Data Handling and Compliance
    All data collected by SBI is handled in compliance with applicable data protection regulations and industry standards. The Privacy Policy outlines how your information is collected, used, stored, and disclosed, emphasizing SBI’s commitment to safeguarding your privacy rights.
  • Access and Correction
    You have the right to access your personal information held in SBI’s database and to request corrections to ensure its accuracy and completeness. SBI provides mechanisms by which you can review and update your details, aligning with our goal to maintain precise and current records.
  • Confidentiality and Security Measures
    Enhanced security protocols are in place to protect your data from unauthorized access, alterations, or disclosures. SBI employs encryption, access restrictions, and regular audits to ensure data security and to mitigate risks associated with potential breaches.
  • Transparency and Updates
    SBI’s Privacy Policy is subject to regular review and updates to reflect changes in legal requirements, technology, and best practices. Account holders are encouraged to review the Privacy Policy periodically to stay informed about how their personal information is managed.

Wire Transfers

  • Responsibility for Accuracy
    When initiating wire transfers, it is imperative that you exercise utmost diligence in providing accurate and complete information, including, but not limited to, account numbers, beneficiary details, and identification codes of financial institutions. The responsibility for verifying the precision of all recipient details and ensuring compliance with applicable transfer protocols lies solely with you.
  • Limitation of Liability
    SBI shall not be held liable for any losses, delays, or disruptions resulting from errors, omissions, or inaccuracies in the information you provide for wire transfers. Liability for any discrepancies or issues arising during the execution of wire transfers will be assumed by SBI only where it can be demonstrated that such issues are directly caused by negligence or misconduct on the part of SBI. In the absence of SBI’s fault, all risks associated with these transactions are borne by you.
  • Security and Verification Measures
    SBI implements robust security and verification protocols to authenticate wire transfer requests and safeguard the integrity of transactions. While these measures contribute to reducing risks of fraud and error, adherence to verification protocols in no way shifts the obligation for accurate submission of wire transfer details to SBI.
  • Reporting and Resolution
    In the event of an issue arising with a wire transfer that is attributable to SBI, you are required to report the matter promptly to SBI. SBI will undertake reasonable efforts to rectify any errors or discrepancies within its control in a timely manner, consistent with banking regulations and industry standards.

Negative Confirmation Clause for FX and Wire Transactions

  • Use of Information: The bank will rely on the most recent wire instructions provided by you for executing FX and wire transactions. It is crucial for you to ensure that the information provided remains accurate and up-to-date.
  • Notification of Changes: If there are any changes to your wire instructions, you must inform the bank priorto the transaction being initiated. This responsibility includes ensuring all account details, beneficiary information, and financial institutional codes are current and correct.
  • Responsibility for Information: All information provided during FX and wire transactions is solely the responsibility of the authorized person acting on your behalf. The bank disclaims liability for any losses or delays that result from inaccuracies or omissions in the information provided unless such issues are directly attributable to the bank’s gross negligence or misconduct.
  • Confirmation of Accuracy: By proceeding with FX and wire transactions, you confirm the accuracy of all instructions and details provided. Any discrepancies must be communicated to the bank immediately upon discovery.

INFORMATION SOURCES

Market Information

SBI may provide access to market data, financial analysis, and market trends as part of its service offerings. This information is made available for informational purposes only and should not be construed as financial advice, an endorsement of any investment strategy, or a transactional recommendation.

Disclaimer and Usage

The market information provided by SBI is not intended to influence any financial decision-making without the application of your own analysis and judgment. SBI expressly disclaims any responsibility for the accuracy, completeness, or currentness of the information, and it does not constitute a guarantee of future market performance or outcomes.

Independent Analysis and Verification

Account holders are urged to seek independent financial advice and to conduct a thorough due diligence process. Any decisions made based on the market information provided should take into account your financial circumstances, investment objectives, and risk appetite.

Limitation of Liability in FX Transactions

  • General Liability Exclusion
    SBI shall not be liable for any losses, costs, or damages arising from FX transactions (“Deals”) except in cases where such losses are directly attributable to gross negligence.
  • Accuracy of Settlement Instructions
    You bear the sole responsibility for ensuring the accuracy and correctness of all settlement instructions for FX transactions. SBI disclaims any liability for losses resulting from inaccuracies or errors in the settlement instructions provided by you.
  • Limited Liability for Breach.
    In circumstances where a breach of this Agreement by SBI related to FX transactions occurs, liability is restricted to direct damages, specifically those tied to market fluctuations in foreign exchange rates. Indirect, consequential, or incidental damages, including lost profits, are expressly excluded from recovery.

GENERAL

Entire Agreement

  • This Agreement, together with any ancillary documents, supplemental agreements, and disclosures, constitutes the complete and exclusive statement of the contractual framework between you and Sovereign Bank International (SBI) regarding the subject matter herein. It supersedes all prior agreements, representations, negotiations, or communications, whether oral or written, related to its subject matter.
  • This Agreement is intended to be read in conjunction with all related SBI documents, including but not limited to the General Terms and Conditions, Digital Banking Terms of Service, and Foreign Exchange (FX) Terms and Conditions. Together, these documents establish a comprehensive and unified contractual framework governing your interactions and transactions with SBI.
  • No oral or written representations, negotiations, proposals, or terms prior to your acknowledgment and acceptance of this Agreement, shall alter or form part of this Agreement unless expressly incorporated herein. Any modifications or amendments shall be valid only if made in writing and duly communicated to account holders as stipulated in this Agreement.

Notice of Changes

  • Sovereign Bank International (SBI) reserves the right to amend, modify, or update the terms and conditions of this Agreement to reflect changes in legal, regulatory, technological, or business practices. Prior to implementing any such amendments, SBI shall provide no less than 30 days’ written notice to account holders, ensuring transparency concerning the nature and implications of the impending changes.
  • These notifications will be disseminated through established channels, including direct mail, email, online banking alerts, and other electronic communication methods deemed effective by the Bank. Account holders are strongly encouraged to review these communications thoroughly to understand how the amendments may affect their accounts and related banking activities.

Consistency Across Documents

Amendments made under this Agreement are synchronized with corresponding changes in the Digital Banking Terms of Service and the Foreign Exchange (FX) Terms and Conditions. This ensures a cohesive application and comprehension across all SBI service agreements, reinforcing the overarching contractual framework governing your relationships with the Bank.

Governing Law

This Agreement, including all rights, obligations, and transactions contemplated herein, shall be governed by and construed in accordance with the laws of St. Christopher and Nevis. The legal framework of St. Christopher and Nevis shall govern the interpretation, validity, and enforcement of this Agreement, ensuring adherence to applicable statutes and regulations.

Both parties irrevocably submit to the exclusive jurisdiction of the courts of Nevis, St. Christopher and Nevis, for the resolution of any disputes, claims, or controversies arising out of or in connection with this Agreement. Any legal proceedings, whether they concern the enforcement, interpretation, or validity of this Agreement, shall be conducted exclusively in the courts of Nevis.

Rights of Termination.

  • Should an account holder choose not to accept the amendments, they may exercise the right to terminate the Agreement. Such termination must be communicated to SBI in writing within the notice period, following the procedural guidelines outlined by the Bank. Account holders opting for termination must ensure the full settlement of any and all outstanding obligations, liabilities, and commitments arising under this Agreement prior to the termination date.
  • Upon receipt of a termination request, SBI will facilitate the resolution of any outstanding transactions, fees, or discrepancies. It is incumbent upon the account holder to make provisions for covering such liabilities. Failure to resolve these commitments may result in additional actions taken by the Bank, in compliance with applicable legal and regulatory frameworks.

Delivery of Notices

  • All notices, communications, and documents required or permitted under this Agreement will be deemed effectively delivered when provided to you in accordance with the contact information you have furnished to Sovereign Bank International. This may include delivery via email, postal mail, or electronic alerts through SBI’s Online Banking platform.
  • Notices shall be considered effective upon receipt during SBI’s standard business hours. For notices delivered electronically, they shall be deemed received upon successful transmission to the email address or designated system account you have provided. Notices sent via postal mail shall be considered effective five business days after the postmark date, irrespective of actual receipt, unless specified otherwise.
  • You are responsible for ensuring that your contact information is current and accurate to facilitate timely and effective communication. In the event of changes to your contact details, you must notify SBI promptly to avoid interruption in service and communication.

Language

By entering into this Agreement and engaging with Sovereign Bank International (SBI), you confirm and accept that this Agreement, along with all related documents, communications, and notices, are provided exclusively in English. You acknowledge that English is the official language governing all aspects of this contractual relationship and that it will be the language used for all matters of interpretation, enforcement, and performance of the terms set forth herein.

If you require assistance or clarification regarding any provisions of this Agreement due to language concerns, SBI encourages you to seek independent translation services to ensure full comprehension. Your continued engagement with SBI signifies your understanding and acceptance of this English-language Agreement as the authoritative document governing your account and transactions.

Acknowledgement

By engaging in transactions and maintaining an account with Sovereign Bank International (SBI), you hereby confirm and acknowledge having received, read, and understood a copy of this Agreement in its entirety. You affirm that you have had the opportunity to seek independent legal advice regarding the terms and conditions set forth herein and that you agree to be bound by all provisions contained in this Agreement.

Your continued use of SBI’s services and facilities signifies your acknowledgment and acceptance of this Agreement and all applicable ancillary documents. Should you have any questions or require further clarification regarding any terms of this Agreement, SBI encourages you to contact our Customer Service team for assistance.

Compliance with Laws and Regulations

You hereby agree to comply with all applicable local, national, and international laws and regulations that govern your account activities and transactions with Sovereign Bank International (SBI). This includes, without limitation, adherence to the laws and regulations of St. Christopher and Nevis relating to anti-money laundering (AML), combating the financing of terrorism (CFT), anti-proliferation, and anti-fraud measures.

As part of its commitment to ensuring the integrity of the financial system, SBI rigorously enforces compliance with these legal requirements. Consequently, SBI is obligated to monitor account activity and report any transactions or activities deemed suspicious to the relevant regulatory authorities, as prescribed by applicable law.

You acknowledge that compliance with these laws is a critical aspect of your banking relationship with SBI, and you commit to providing any necessary information or documentation required to support SBI’s compliance efforts. Failure to comply with such legal obligations may result in corrective actions by the Bank, including account suspension or termination.

Indemnification

 In engaging with the foreign exchange services provided by Sovereign Bank International, you agree, on behalf of yourself, your heirs, and your estate representatives, to indemnify, defend, and hold harmless SBI, its subsidiaries, affiliates, directors, officers, agents, and employees from and against any and all claims, liabilities, losses, costs, and expenses, including reasonable attorneys’ fees and disbursements. This indemnification applies to any liabilities that may be incurred by or brought against SBI by any third party, including governmental or regulatory authorities, arising out of or related to foreign exchange transactions executed under this Agreement.

Upon executing these indemnification obligations, account holders acknowledge that SBI reserves the right to set off any indemnity claim amounts against balances held within their accounts, excluding accounts such as registered savings or retirement plans. SBI may draw upon these balances to satisfy indemnity claims, where necessary and permissible.

SBI shall not be liable for any damages beyond direct damages attributable to SBI’s gross negligence, willful misconduct, or fraudulent activity. It expressly disclaims liability for indirect, incidental, special, punitive, exemplary, or consequential damages, or any loss of profits, revenue, opportunities, or data, even in the event of prior advisement of potential damages. “Gross negligence” is defined herein as a substantial deviation from the standard of care expected of a prudent financial institution under similar conditions.

SBI retains the exclusive right, at its discretion, to assume the defense and management of any claims subject to this indemnification, and you agree to provide full cooperation with SBI in asserting any defenses available. The provisions of this Indemnification and Limitation of Liability Clause will survive the termination of any FX service and will remain enforceable to protect SBI from any liabilities or obligations arising out of actions or transactions previously conducted under this Agreement.

Digital Communication

All electronic communications, including but not limited to emails, sent by Sovereign Bank International (SBI) are deemed binding and are considered as duly delivered when transmitted to the contact information you have provided to SBI. It is your responsibility to ensure that your contact details are current and accurate at all times to facilitate seamless communication.

These communications form an integral part of the contractual relationship between you and SBI, encompassing instructions, confirmations, notices, and any other pertinent information related to your dealings in foreign exchange under this Agreement. You acknowledge the legal equivalence of these digital communications to traditional written communications and accept that they constitute official and binding communication from SBI.

In the event of any issues with the digital delivery or receipt of communications, it is incumbent upon you to promptly notify SBI to make alternative arrangements for the document’s delivery to ensure uninterrupted transaction execution and compliance with the terms of this Agreement.

Account Security

You bear full responsibility for the security and confidentiality of all access credentials and security measures associated with your account at Sovereign Bank International (SBI). This includes safeguarding passwords, PINs, and any other authentication factors used to access your account or initiate foreign exchange transactions.

In order to protect the integrity of your account and the transactions executed under the terms of this Agreement, it is imperative that you maintain strict control over your security information and refrain from sharing it with unauthorized individuals.

Should you detect any unauthorized access, suspicious activities, or potential breaches of your account’s security, you are obligated to notify SBI promptly. Immediate reporting allows SBI to take necessary actions to mitigate risks, prevent unauthorized transactions, and protect your financial interests.

Fraud Prevention

Sovereign Bank International (SBI) is committed to maintaining a secure environment for foreign exchange transactions. To this end, SBI reserves the right to temporarily halt or suspend transactions if fraudulent activity is suspected or identified. This proactive measure is integral to protecting both the Bank’s interests and those of its account holders.

Both SBI and you, as the account holder, share the responsibility for preventing and detecting fraud. You are required to exercise diligence in monitoring account activities, implementing robust security measures, and promptly reporting any suspected fraudulent activity or irregularities to SBI.

SBI employs advanced fraud detection systems and continuously updates its security protocols to address evolving threats. Account holders are encouraged to stay informed about common fraud schemes and adhere to best practices in financial security, including regular review of account statements, setting up transaction alerts, and maintaining updated contact and security information.

Your cooperation in these efforts helps us respond swiftly and effectively to prevent potential losses and preserve the integrity of your transaction activities. 

Electronic Signatures

Electronic signatures utilized in transactions with Sovereign Bank International (SBI) hold the same legal validity and enforceability as traditional handwritten signatures. This means that any agreements, instructions, or documents executed electronically with SBI are considered binding and conclusive between the parties.

By consenting to conduct transactions electronically, you acknowledge and accept that electronic signatures facilitate seamless and expedited completion of agreements and instructions, without compromising their legal standing or authenticity.

SBI ensures that its electronic signature processes adhere to industry standards and comply with applicable legal and regulatory requirements, providing a secure framework for digital transactions. This standardization assures all parties of the integrity and reliability of electronically signed documents.

You are responsible for maintaining the confidentiality of your electronic signature assets and ensuring that they are used only for authorized transactions. Should you have any questions or require assistance regarding the use of electronic signatures, SBI’s customer service is available to support you.

Limitations on Liability for Transactions

Sovereign Bank International (SBI) shall not be held liable for any losses incurred by you arising from incorrect or incomplete information provided by you in connection with foreign exchange transactions, except where such losses result from SBI’s gross negligence, willful misconduct, or intentional wrongdoing.

In the context of this Agreement, “gross negligence” is defined as a substantial departure from the standard of care expected of a diligent financial institution under similar circumstances. This clause ensures that SBI is responsible to a degree consistent with its regulatory obligations and industry standards while reinforcing the expectation of accuracy and completeness in information provided by account holders.

Force Majeure

No liability shall be accepted for losses or damages resulting from circumstances beyond SBI’s control. Such circumstances include, but are not limited to, natural disasters, government actions, civil unrest, or disruptions in communication or banking systems. Obligations may be temporarily suspended during the continuance of a force majeure event.

Severability

In the event that any provision of this Agreement is determined by a court of competent jurisdiction to be invalid, illegal, or unenforceable, such a determination shall not affect or impair the validity, legality, or enforceability of the remaining provisions contained herein. Each provision of this Agreement is declared to be separate and distinct, and the invalidity or unenforceability of any provision shall not render the entire Agreement void.

To the extent possible, any invalid or unenforceable provision will be amended in good faith to reflect the original intent of the parties, while remaining within the permissible scope of applicable law. If such amendment is not feasible, the provision will be deemed severed, and the remainder of the Agreement shall continue in full force and effect.

This clause ensures that the continuity and enforceability of the Agreement are preserved, safeguarding the interests of both Sovereign Bank International and its clients and maintaining the integrity of the contractual relationship.

Waiver

The failure or delay by Sovereign Bank International (SBI) to enforce any term, condition, or provision of this Agreement, or to exercise any right or remedy provided herein, shall not be interpreted as a waiver of SBI’s right to enforce or exercise that term, condition, provision, right, or remedy at any subsequent time. Such non-enforcement does not waive the ability to enforce any provision of this Agreement in the future.

No waiver shall be effective unless it is in writing, signed by an authorized representative of SBI. Any waiver granted by SBI shall not be construed as a waiver of any subsequent breach or default by you, nor shall it constitute a continuing waiver of similar matters in the future.

Headings

The headings and subheadings used in this Agreement are provided solely for the convenience and organizational purposes of the reader. They do not form part of the substantive terms and conditions of the Agreement and shall not influence or affect the interpretation or construction of any terms, provisions, or clauses contained herein. The substantive rights and obligations of the parties will be determined based on the text of each provision, independent of any headings that appear above or beside them.

Dispute Resolution and Arbitration

Any dispute, claim, or controversy arising out of or relating to this Agreement, including its interpretation, performance, breach, or termination, shall be resolved exclusively through binding arbitration conducted in Nevis, St. Christopher and Nevis. The arbitration shall be administered by a recognized arbitration body and conducted in accordance with its rules and procedures, which are incorporated by reference into this clause. The decision rendered by the arbitrator(s) shall be final, binding, and enforceable, and may be entered as a judgment in any court of competent jurisdiction.

In circumstances where arbitration is not feasible or an injunctive or other equitable relief is sought, the parties agree that any litigation, mediation, or other legal proceedings shall be brought exclusively in the courts of Nevis, West Indies. Both parties hereby irrevocably submit to the jurisdiction of such courts and waive any objection to the laying of venue within them, whether on the grounds of inconvenient forum or otherwise.

The parties agree that this Dispute Resolution and Arbitration clause constitutes an essential provision of this Agreement, ensuring that any conflict is addressed in a manner that is confidential, expeditious, and cost-effective. By entering into this Agreement, the parties waive the right to pursue claims in any other judicial forums outside of the parameters established herein, except as may be required to enforce an arbitral award or as otherwise permitted by law.

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